(DRAFT) - Taxonomy
                               Species DACE, BLACKSIDE
                                Species Id ESIS254015
                                   Date 13 MAR 96



TAXONOMY

NAME - DACE, BLACKSIDE OTHER COMMON NAMES - DACE and BLACKSIDE ELEMENT CODE - CATEGORY - Fish PHYLUM AND SUBPHYLUM - CHORDATA, CLASS AND SUBCLASS - OSTEICHTHYES, ORDER AND SUBORDER - CYPRINIFORMES, FAMILY AND SUBFAMILY - CYPRINIDAE, GENUS AND SUBGENUS - PHOXINUS, SPECIES AND SSP - CUMBERLANDENSIS, SCIENTIFIC NAME - PHOXINUS CUMBERLANDENSIS AUTHORITY - TAXONOMY REFERENCES - COMMENTS ON TAXONOMY - Blackside Dace Phoxinus cumberlandensis Starnes & Starnes, 1978 KINGDOM: Animal GROUP: Fish PHYLUM: Chordata CLASS: Osteichthyes ORDER: Cypriniformes FAMILY: Cyprinidae The blackside dace (Phoxinus cumberlandensis) was described by Starnes and Starnes in 1978 (01). This small fish (less than 3 inches long) has a single black lateral stripe, a green/gold back, numerous dorsolateral speckling, and a pale or sometimes brilliant scarlet belly. The fins are often bright yellow with silver surrounding the base of the pelvic and pectoral fins. The scales are small and embedded and the lateral scale counts average 75. The lateral line is incomplete and anal ray count is 8 (01,02). The type specimens are at Michigan Museum of Zoology (01). Other specimens are located at U.S. National Museum of Natural History, Philadelphia Academy of Science, Eastern Kentucky University, Chicago Field Museum, Cornell University, University of Tennessee and Tennessee Technological University (01). Published photographs are in references (01,02,03). Taxonomy - 1
                                  (DRAFT) - Status
                               Species DACE, BLACKSIDE
                                Species Id ESIS254015
                                   Date 13 MAR 96



STATUS

Coded Status Kentucky; State Listed Kentucky; Unofficially Listed Tennessee; State Listed T: Federal Threatened COMMENTS ON STATUS - U.S. STATUSES AND LAWS: The Blackside dace (Phoxinus cumberlandensis) has been designated a Threatened species pursuant to the Endangered Species Act of 1973 (50 CFR 17.11; P.L. 93-205, 87 Stat. 884; 16 U.S.C. 1531-1540), as amended. The species has this status wherever found including the States of Kentucky and Tennessee. This species is protected by the Lacey Act (P.L. 97-79, as amended; 16 U.S.C. 3371 et seq.) which makes it unlawful to import, export, transport, sell, receive, acquire, or purchase any wild animal (alive or dead including parts, products, eggs, or offspring): (1) in interstate or foreign commerce if taken, possessed, transported or sold in violation of any State law or regulation, or foreign law; or (2) if taken or possessed in violation of any U.S. law, treaty, or regulation or in violation of Indian tribal law. It is also unlawful to possess any wild animal (alive or dead including parts, products, eggs, and offspring) within the U.S. territorial or special maritime jurisdiction (as defined in 18 U.S.C. 7) that is taken, possessed, transported, or sold in violation of any State law or regulation, foreign law, or Indian tribal law. RESPONSIBLE FEDERAL AGENCIES: USFWS -Responsible for the management/recovery, listing, and law enforcement/protection of this species. NPS -Responsible for the law enforcement/protection of this species with applicable State and Federal laws on public lands under their control. Also responsible for conservation (Nat. Park System Organic Act - 16 U.S.C. 1, 2-3)/management/recovery on National Park Service lands. Taking, possessing, or disturbing of Federally listed species is prohibited on NPS lands (36 CFR 2.1, 2.2, and 2.3). USFS -Responsible for the law enforcement/protection of this species with applicable State and Federal laws on public lands under their control. Also responsible for management/recovery on Forest Service lands. The Forest Service is responsible for integrating management, protection, and conservation of Federally Status - 1 (DRAFT) - Status Species DACE, BLACKSIDE Species Id ESIS254015 Date 13 MAR 96 listed species into the Forest Planning process (36 CFR 219.19 and 219.20). Management practices that would cause detrimental changes in water temperature or composition, water course blockage, or sediment deposits within 100 feet of the edges of perennial streams, lakes or other bodies of water are prohibited (36 CFR 219.27(e)). All Federal agencies have responsibility to ensure that any action authorized, funded, or carried out by that agency is not likely to jeopardize the continued existence of the species or result in the destruction or adverse modification of Critical Habitat (50 CFR 402), and to utilize their authorities to carry out programs for the conservation of the species. STATE STATUSES AND LAWS: STATE: Kentucky DESIGNATED STATUS: Threatened ADMINISTRATIVE AGENCY: KY Dept. of Fish and Wildl. Resources STATE STATUTE: KY Fish and Wildl. Codes, 150.183; 301 KAR 3:061 UNOFFICIAL LIST: Listed as Threatened by the Kentucky Natural Areas Plan, App. A, KY Nature Preserves Comm. (06) STATE: Tennessee DESIGNATED STATUS: Threatened ADMINISTRATIVE AGENCY: TN Wildlife Resources Agency STATE STATUTE: Proclamations 75-15, 76-4 and amendments INTERNATIONAL STATUSES, TREATIES, AND AGREEMENTS: None. ECONOMIC STATUSES: The species does not have any cultural or commercial value. It appears sensitive to changes in water quality and therefore would be an indicator of environmental quality. 82/12/30:47 FR 58454/58460 - Nature of review 84/09/04:49 FR 34878 - Petition review 85/07/18:50 FR 29238/29239 - Petition accepted 86/05/21:51 FR 18624/18627 - Proposed Listing 87/06/12:52 FR 22580/22585 - Final rule - Listed as Threatened Status - 2
     

HABITAT ASSOCIATIONS

HABITAT - AQUATIC INLAND AQUATIC SOCIETY OF AMERICAN FORESTRY TYPES SAF TYPE STAGE CLOSURE Shortleaf Pine-Oak shrub--seedling Shortleaf Pine-Oak young tree Shortleaf Pine-Oak mature tree Shortleaf Pine-Oak Old Growth shrub--seedling young tree mature tree Old Growth LAND USE - Residential Cropland and Pasture Mixed Forest Land Streams and Canals Strip Mines, Quarries, and Gravel Pits NATIONAL WETLAND INVENTORY CODES NWI NWICLS NWIMOD NWISPEC 4SB Riverine, intermittent SB3 Riverine, intermittent SB2 Riverine, intermittent SB1 Riverine, intermittent RB2 Riverine, intermittent RB1 Riverine, upper perennial SB4 Riverine, upper perennial SB3 Riverine, upper perennial SB2 Riverine, upper perennial SB1 Riverine, upper perennial RB2 Riverine, upper perennial RB1 COMMENTS ON HABITAT ASSOCIATIONS - The blackside dace inhabits small (7-15 feet wide) upland streams (02,03,04,05) and springs (07) (rarely exceeding 70 deg. F) with moderate flows. Although most of the watersheds are forested (i.e., oak/pine and oak/hickory stands), the watersheds also contain open coal mines, pastures, corn fields, and rural residences (07). The fish is generally associated with undercut stream banks and large rocks, and it is usually found within well vegetated watersheds with good riparian vegetation (04). The fish is usually collected in pools (over 3 feet deep) associated with undercut stream banks where rocks and roots provide cover (03,04,05). Stable watersheds with good riparian zones and dense forest cover help to maintain cool water temperatures and minimize the runoff of silt from agriculture (primarily corn and livestock), coal mining, road construction, logging activities, and other land use practices. It has been found that the fishes' presence is apparently closely correlated with healthy riparian vegetation where canopy cover exceeds 70% and where stream flows were sufficient to remove silt from areas just downstream of the riffles (05). The fish has not been found in low gradient Habitat Associations - 1 silty streams nor in high gradient mountain tributaries (05). Features such as bridges/underpasses, culverts, and downed logs also serve as cover and protection for the blackside dace (07). Habitat Associations - 2
                                (DRAFT) - Food Habits
                               Species DACE, BLACKSIDE
                                Species Id ESIS254015
                                   Date 13 MAR 96



FOOD HABITS

TROPHIC LEVEL - OMNIVORE LIFESTAGE FOOD FOOD PART General Detritus General Bacteria General Phytoplankton General Diatoms General Algae General Arthropods Food Habits - 1
                         (DRAFT) - Environment Associations
                               Species DACE, BLACKSIDE
                                Species Id ESIS254015
                                   Date 13 MAR 96



ENVIRONMENTAL ASSOCIATIONS

G = General A = Adult LIM = Limiting RA = Resting Adult J = Juvenile FA = Feeding Adult RJ = Resting Juvenile BA = Breeding Adult FJ = Feeding Juvenile P = Pupae L = Larvae E = Egg RL = Resting Larvae FL = Feeding Larvae
LIFESTAGE ENVIRONMENTAL ASSOCIATIONS G Aquatic Features: Pool areas G Aquatic Features: Springs [flowing] G Terrestrial Features: Downed logs G G Environment Associations - 1
                               (DRAFT) - Life History
                               Species DACE, BLACKSIDE
                                Species Id ESIS254015
                                   Date 13 MAR 96



LIFE HISTORY

FOOD HABITS: Blackside dace have been observed grazing on rocks and on sandy substrate (04). In the laboratory they grazed on the surface of submerged objects and the aquaria glass (04). Sand was the largest component by volume (36%) of their diet. Unidentified organisms comprised 32%, algae and diatoms made up 12%, with invertebrates represented by about 4.5% (04). HOME RANGE/TERRITORY: The blackside dace is not known to be territorial. They have been observed to feed and mate in schools (04). PERIODICITY: Periodicity is unknown. The fishes' activity is probably reduced in winter. MIGRATION PATTERNS: There is no indication that the blackside dace is migratory. COVER/SHELTER REQUIREMENTS: The fish is usually collected in pools (over 3 feet deep) associated with undercut stream banks where rocks and roots provide cover (03,04,05). Features such as bridges/underpasses, culverts, and downed logs also serve as cover and protection for the blackside dace (07). REPRODUCTIVE SITE REQUIREMENTS: Spawning was observed on a mostly overcast day in mid-May around 1500 hours (04). Water temperature was 17.5 deg. C, and the site was a stoneroller's (Campostoma anomalum) nest located in a gravel run near an undercut bank. The nest was a shallow pit composed of gravel of various segregated sizes with the finer gravel on the pit's upstream lip. The blackside dace spawned upon the finer gravel. The authors (04) speculated that since the stream was silty, the stoneroller's nest provided the only clean gravel and that under less silty conditions the dace would have more spawning habitat. REPRODUCTIVE CHARACTERISTICS: The reproductive characteristics are based on one obsevation in May (04). In this observation, two to three males would appear to attempt to shepherd females to the nest site, but they were never observed successful. Instead, females would appear suddenly at the nest site from an unknown location. Three males would surround her on both sides and from above, and press her to the substrate. Other males would swarm on top and vibrate violently. PARENTAL CARE: No data is available, but any parental care is unlikely. POPULATION BIOLOGY: The male to female sex ratio was 21:29 in September; and 11:11 in Life History - 1 (DRAFT) - Life History Species DACE, BLACKSIDE Species Id ESIS254015 Date 13 MAR 96 April (04). Based on length/frequency and scale data, growth rates are similar for males and females (age 0, 20-24 mm SL; age I, 39-57 mm SL; and age II, 62-64 mm) (04). Population densities are unknown. In electrofishing samples conducted in 1984 and 1985 at 30 stream reaches inhabited by the species, six stations yielded more than 20 individuals, and 15 stations yielded less than 5 specimens (05). The species' limiting factors are not fully understood, but riparian vegetation, vegetative canopy, pools with undercut banks, and minimal siltation appear to be important factors (04,05). Because of the number of populations available to work with and the populations that are present on public lands, the potential for maintaining the species is good. Recovery of the species will depend on enforcement of existing State and Federal regulations to allow for expansion of populations in other areas and protection of existing populations. SPECIES INTERRELATIONSHIPS: The southern redbelly dace (Phoxinus erythrogaster) is not native to the upper Cumberland River basin but is now present in many basin streams (04). It has been suggested that this fish "may have displaced the blackside dace to some degree in some of these streams that are less upland in character" (04). The redbelly dace has become established in areas where the water and habitat quality have been altered (i.e., stream bank modification, channel modification, and forest cover modification) to create warmer and more turbid conditions. In these marginal dace habitats, the blackside dace is outcompeted by the redbelly dace. However, Starnes, 1981 (04) stated that the blackside dace seemed able to persist in the better quality habitats. OTHER LIFE HISTORY DESCRIPTORS: None are known. Life History - 2
                           (DRAFT) - Management Practices
                               Species DACE, BLACKSIDE
                                Species Id ESIS254015
                                   Date 13 MAR 96



MANAGEMENT PRACTICES

RESULT MANAGEMENT PRACTICE Beneficial Developing/maintaining stream structures Beneficial Controlling/Restricting Mining Beneficial Controlling/Restricting Road Maintainance Actions Beneficial Land Acquisition Beneficial Controlling pollution [thermal, chemical, physical] Beneficial Controlling/Restricting Pesticide Use Beneficial Controlling/Restricting Herbicide Use Beneficial Controlling/Restricting Agricultural Practice Beneficial Restricting Timber Harvest Beneficial Maintaining Later Stages of Succession Beneficial Transplanting wild animals Adverse Existing Adverse Underground Mines Existing Underground Mines Adverse Surface Mines Existing Surface Mines Adverse Soil compaction by heavy equipment in mine areas Existing Soil compaction by heavy equipment in mine areas Adverse Siltation Existing Siltation Adverse Dredging Existing Dredging Adverse Developing/maintaining stream bank vegetation Existing Developing/maintaining stream bank vegetation Adverse Environmental Contamination/Pollution Existing Environmental Contamination/Pollution Adverse Competition Existing Competition Adverse Exotic/Feral/Introducted Species Existing Exotic/Feral/Introducted Species Adverse Existing Adverse Forest Alteration Existing Forest Alteration Adverse Harvesting Existing Harvesting COMMENTS ON MANAGEMENT PRACTICES - A 1981 blackside dace study sampled 168 upper Cumberland River streams and found the fish in 27 (04). That study (04) concluded, based on physical habitat requirements, that the fish could have been eliminated from at least 52 other waters before the species' existence was known. A recent status survey (05) of 193 upper Cumberland River basin sites reported the species present in 30 streams (a total of only 14 stream miles) and extirpated from 10 streams. The areas of Kentucky and Tennessee inhabited by the fish are rich in coal reserves and forest resources, and it is believed Management Practices - 1 (DRAFT) - Management Practices Species DACE, BLACKSIDE Species Id ESIS254015 Date 13 MAR 96 that impacts associated with the development of these resorces caused the loss of many blackside dace populations (04,05). Many streams in the upper Cumberland River basin have been affected by acid mine drainage (both from surface and underground mines causing surface and groundwater pollution) and excessive siltation associated with strip mining, highway construction, and poor land use (06). The most frequently cited threat (05) was coal mining related problems, followed in order of threat by logging, road construction, agriculture development, human development, and naturally low stream flows. Only one stream described in the 1985 status survey (05) was not threatened by some factor. The southern redbelly dace (Phoxinus erythrogaster) is not native to the upper Cumberland River basin but is now present in many basin streams (04). It has been suggested that this fish "may have displaced the blackside dace to some degree in some of these streams that are less upland in character" (04). The redbelly dace has become established in areas where the water and habitat quality have been altered (i.e., stream bank modification, channel modification, and forest cover modification) to create warmer and more turbid conditions (in these marginal dace habitats the blackside dace is out-competed by the redbelly dace). However, Starnes, 1981 (04) stated that the blackside dace seemed able to persist in the better quality habitats. The species' historic distribution was likely much more continuous than present. Now the small populations are isolated from each other by extremely degraded habitat, and the exchange of genetic material among some of these populations is infrequent or nonexistent. If isolation continues, some of the smaller populations may have insufficient genetic variability to maintain long-term viability (07). UNAPPROVED PLAN: U.S. Fish and Wildlife Service. 1987. Blackside Dace Recovery Plan. Tech. Draft. U.S. Fish and Wildlife Service, Atlanta, GA. 16 pp. A recovery plan for the Balckside dace (Phoxinus cumberlandensis) is in the technical draft stage, but the following actions have been recommended for recovery. Continue to utilize existing legal mechanisms to protect the species and its habitat. Determine factors which threaten its existence then prescribe and implement protective management procedures (i.e., transplanting wild individuals; maintaining later stages of succession; restricting timber harvesting; controlling and restricting - agricultural practices, herbicide use, pesticide use, pollutants, road maintenance actions and mining; and controlling/restricting stream bank/channel modification) with State and Federal agencies and the private sector. Determine best methods for reintroducting the fish back into its historic range and reintroduce where feasible. Assist the U.S. Forest Service in developing a plan for land transfer and consolidation of their holdings where feasible to benefit the species. Presently, there is no ongoing research. However, the U.S. Forest Service and the States of Kentucky and Tennessee are Management Practices - 2 (DRAFT) - Management Practices Species DACE, BLACKSIDE Species Id ESIS254015 Date 13 MAR 96 contemplating research into life history and threat analysis. Management Practices - 3
                                   (DRAFT) - References
                                 Species DACE, BLACKSIDE
                                  Species Id ESIS254015
                                      Date 13 MAR 96



     

References

***** REFERENCES FOR ALL NARRATIVES EXCEPT N-OCCURRENCE ***** 01 Starnes, W.C. and L.B. Starnes. 1978. A new cyprinid of the genus Phoxinus endemic to the upper Cumberland River drainage. Copeia 1978:508-516. 02 Starnes, W.C. and D.A. Etnier. 1980. Fishes. Pp. 23-24. In: Eager, D.C. and R.M. Hatcher (eds.), Tennessee's Rare Wildlife, Vol. I: The Vertebrates. TN Wildl. Res. Agency and TN Cons. Dept. 337 pp. 03 Starnes, W.C. and L.B. Starnes. 1980. Status report on a new and threatened species of Phoxinus from the upper Cumberland drainage. Southeastern Fishes Council Proceedings 2:2. 2 pp. 04 Starnes, W.C. 1981. Listing package for the blackside dace (Phoxinus cumberlandensis). Rept. to: U.S. Fish and Wildl. Serv. Asheville, NC. 41 pp. 05 O'Bara, C.J. 1985. Status survey of the blackside dace (Phoxinus cumberlandensis). Rept. to: Fish & Wildl. Serv., Asheville, NC. 30 pp. 06 Harker, D.F., M.E. Medley, W.C. Houtcooper, and A. Phillippi. 1980. Kentucky Natural Areas Plan, Appendix A. KY Nature Preserves Comm., Frankfort. 07 Biggins, R.G. 1986. Pers. observ. 1984, 1985 Field Survey. Asheville, NC. ***** REFERENCES FOR N-OCCURRENCE NARRATIVE ONLY ***** 01 O'Bara, C.J. 1985. Status survey of the blackside dace (Phoxinus cumberlandensis). Rept. to: U.S. Dept. of the Interior, Fish & Wildl. Serv., Asheville, NC. 30 pp. 02 Kentucky Nature Preserves Commission. 1987. [Files]. Frankfort, KY. 03 Kentucky Department of Fish and Wildlife Resources. 1987. [Files]. Frankfort, KY. 04 Tennessee Department of Conservation, Ecological Services Division. 1987. [Files]. Nashville, TN. 05 Tennessee Wildlife Resources Agency, Ellington Agricultural Center. 1987. [Files]. Nashville, TN. 06 U.S. Fish and Wildlife Service. 1987. Unpubl. data. Asheville, NC. 07 Starnes, W.C. 1981. Listing package for the blackside dace (Phoxinus cumberlandensis). Rept. to: U.S. Fish & Wildl. Serv., Asheville, NC. 41 pp. References - 1