A unit of Lasting Forests
evolving since March 30, 1999
I've narrow-mindedly adopted, tried to take, and have taught about a "systems approach" to wildlife management (and to everything) for over thirty years. I remember the day I saw an advertisement in a magazine describing the capabilities of a company (I believe it was General Dynamics) in designing and managing large, complex systems. What they described is what I want to do! That is what I need as the manager of wildlife areas!
There in the magazine was the imagined picture for me of the managed ecosystem, decided, under computer control, optimized. From that day forward - alas, a one-page ad at the end of my Ph.D. program!- the quest began. Nothing really starts at one time. I had been prepared (I felt plowed) for the seed. I read and read and took a few classes in systems related topics at the University of Idaho. Churchman and Ackoff ( 1954) were helpful early on. Ludwig Von Bertalanffy's General Systems Theory (1968) was challenging. His work was especially motivating because he was a biologist, of fisheries fame for a growth curve, and because Bob Scott, Chief of the Wildlife Refuge System, told me of his excitement in learning from him also. A pattern was emerging, support developing.
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| Figure 3.1. A bimodal distribution of student acceptance of a systems approach. |
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I am nervous around zealots. How can they be so convinced? how do they know so surely? I fear having made people nervous. I have zeal; I am very sure of the systems approach but I continue to insist that I am testing it. Within it, it has the steps or components by which it, itself, can be corrected or improved. The modifying or self-adaptive (Waters 1986) work is that of feedback.
I am narrow-minded. I see only one way that wildlife management (a vast but limited field), verily all wildland and natural resource management, can be improved to meet the needs of crisis magnitude around the world. The systems approach has been appropriate for resource management for many years. Now it is almost essential. If not it, then what? I must know ... soon.
A systems approach, like a system, is very difficult to define. There have been many attempts but, since each person doing so has had a different objective, all are incomplete, biased, or purposeful. Except for teaching and theoretical purposes, there probably is no reason to spend much time on a definition. It is best to point and to say "that is a system," or "he (or she) is taking a systems approach" then to get on with analyzing or designing it ...or living it. Describing or defining a systems approach is akin to defining a "religion." It cannot be done simply. Thousands of words are needed... and more. People are derisive of the approach, implying that if it were any good it could certainly be explained in a few words. Such derision may be the life burden of those who take (or attempt to take) or use the approach.
An "approach" is a way of doing things or mode of operation. Crooks have a modus operandi; so do mathematicians. There is an evident philosophy, , a recognizable pattern, that can be seen, a set of techniques. An approach is a paradigm, a way of work. It is the "view" taken by people; a view that can be seen by others. (Private approaches may exist but are not discussible.)
When a person takes a systems approach, there is not just one thing seen. It is a set of actions that is a whole picture, a collage that, in total, is realistic, perhaps beautiful, assembled, not piecemeal. It may be a "perspective" on life or projects, but this implies there are others, probably equal. There is a value associated with it, implying that it is good, one of the best available (or why take, or use, it?).
The pattern that is seen is that of a person who "likes" and presses for whole systems, either discussion of or full-scale employment of a system. They will typically emphasize objectives, attack them early on, grab a sub-system (but discuss where it will fit later in a larger or smaller system), and think about simulation or optimization in some form. There will probably be a computer in the works somewhere (not necessarily actively but at least a hint of potential use). Those most surely taking a systems approach will always involve feedback in some form. It flows from having objectives (which few others in society have or emphasize) and usually being involved in system improvement, using some form of corrective, adaptive action that reduces the tendency of the system to wander away from an objective. Feedforward is often present in some form, but it is not as conspicuous or as formally discussed. I'll discuss it later.
Sooner or later some type of definition of a system is needed. It is anything having the specified structure of a general system. A system is any identifiable entity existing in time and space and composed of more than two parts, having relations and processes within it, and designed to or existing so that it may provide through some process(es) output(s) of energy of matter. There have been published papers outlining more than 20 definitions of systems. An approximate definition may be all that can be achieved. I prefer: "someone taking a systems approach is actively using Figure 3.4"
A working hypothesis is that everything in the universe can be perceived as a system. Thus, systems are general. Thus, there is a general systems theory. General systems theory is a widely used phrase, now with "prior use" status, indicating a body of literature and thought that perceives that most things in the universe have similar structure and function, that is, they follow the same concepts, laws, principles and have the same general structure. In other words, they have the structure of the general system. On one hand, arrogant systems people might say: " ... we are the true, basic discipline"; on the other, humble: " ...we're just observing and we happened to note the similarities and that we might learn from each other, operate together, communicate better ... that's all." The word "general" connotes ubiquitous or universal and certainly not vague or imprecise.
Anything may be viewed as a system but everything is not one. There are degrees to which some entities meet the criteria for a system. Failure to meet the criteria does not deny the existence of a system or its potential. A system may be incomplete or inefficient.
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| Figure 3.2. A minimum system of three parts. |
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An equation is a system. For example:
C = A + B
The context is assumed to be the simplistic nature of the problem as defined by the equation. A and B are inputs. The process is adding or addition (usually a verb form), and the output is C. This system has no feedback (except that which might be applied by a student of the topic being represented). Feedback questions would be: Is this the right relationship; does it reflect the true complexity of the situation?
Another simple system is:
C = f(x)
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| Figure 3.3. The black box diagrammed symbolizes the unknown or undescribed processes in a simple system that produce or allow C to exist, given the input of X. |
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This means that (for the time being at least - we'll describe more later) we know that there is a relationship, we may not care very much what it is, and that this representation will suffice. We may want to know what causes A to become or produce C. We want to know what is in the black box. We have stumbled into another part of systems thought, namely, models.
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| Figure 3.4. A classic general system. of general systems theory. |
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| Figure 3.5. A view of modified general systems theory as used in this book. |
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Some people have commented that a system (as in Figure 3.5) is too complicated. Perhaps. As compared to what? Consistently, students fail (or refuse) to reproduce Figure 3.5 on a quiz as we start off on our approach. Some say that the diagram "explains nothing." True, but it provides a structure from which explanations can be developed.
The context is the boundary problem of all systems work. Where does the pond ecosystem start and stop? The water's edge? The air pollution? The wet soil? What about birds bringing in nutrients? There are no easy or clean answers to such questions. The systems person, as I see him or her, takes a stance of tentative certainty, points and defines, and says "that pond" and moves ahead with design and management. All systems are open, there are not real boundaries, but to fail to state one tentatively and act on it leaves agencies, people and the resource stuck, unable to act, or committed to excessive projects never likely to be finished. There's risk, but sometime the systems person minimizes it, pretends that the system is closed down, then acts, aware of feedback.
The problem with the systems approach is that it cannot be written well. It is not a I, II, III; A, B, C, kind of topic. It is Figure 3.5 all at once; laid on its side; turned upside down. At this point, whatever the approach seems to be, I want to discuss feedback because that is what is used to change the scale of the discussion, the system context . Is the context too large?; too small?; fix it! Next comes objectives.
I make a distinction between Output and Objectives. Systems are classifiable as those of analysis or design. Those that are analytical (take apart, describe, break down, discriminate) express or produce output. These are relatively value-free expressions, results of an effort to "tell it like it is" without regard to importance, value, or significance. Of course, there is difficulty in such perception; perhaps it is impossible. Nevertheless, the analytical result is usually worthy. The importance to the educator and scientist of the general system is in such a value-free spirit. The alternative to analysis and output is the statement of objectives and then design of a system, using the identical categories. The system designer is involved with assembling, synthesizing, unifying and making things operational to achieve pre-stated, value-laden objectives.
When taking a systems approach, things get put into categories or compartments of the system either for further analysis or discrimination, or for assembly and use. Inputs to natural systems are sunlight, water, etc. Soil is just "there" but it is the structure and usually contributes in some analyses to whatever is of interest in the system - like beans or bears. Whole databases supply input to some decision systems; some dozens of maps are assembled in geographic information systems to produce beautiful maps of areas (the outputs), (Figure 3.6). The idea of assembling and producing are processes. (Processes are recognizable as verbs.) In natural resource systems these are activities like transporting, eroding, evaporating, photosynthesizing, spending ... and deciding. In the decision system, the decision comes in an instant, at the bang of a gavel, and it is the output. Whether the decision achieves an objective or needs to be revised or improved is the next question for action. All systems are dynamic. There is sense of completeness, but it is tentative and under the influence of feedback.
Feedback is a corrective and controlling force. It, itself, is a little subsystem. It has a standard (an objective or criterion of goodness); it senses the state of the system, compares it to the standard and, if unacceptably too far from it, makes adjustments. There is plenty of monitoring going on in natural resource management, but little feedback. Monitoring simply senses the environment - no comparison and corrections are made - as done with the more complex concept of feedback. Why? Monitoring includes no (or unclear) objectives!
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| Figure 3.6. Computer maps produced by a so-called geographic information system provide summaries of much data displayed in their spatial relevance. Each small spot on the map or pixel can display in relative color or shares the values of a parameter found therein. |
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All of the little arrows in Figure 3.5 mean "do it," cause it, affect it. They are sequential pathways too. You take inputs, process them, and you get outputs. The designer and wildland resource manager establishes objectives, then finds out exactly what inputs are needed to achieve that exact objective (usually a set). The emphasis is on not one unit more or less. Then, but at the same time, the processes are considered.
Do not use a computer (processor) if all you need is a hand calculator! Don't dehumanize people for a week if you can get an answer in a day for less money from a computer. Don't buy if you can rent cost effectively. These are the types of process-related activities going on in taking the systems approach. It is as important to have good processes as to have good inputs.
I've been repulsed by "garbage in-garbage out" phrases of unknowing enemies of the systems approach. Most of the time objectives (standards) are so poorly known or stated and processes so improperly used (improper statistical tests, etc.) that limited data hardly seems worthy of note, especially since "garbage" can be sorted, cleaned, screened of noise and error, adjusted to known limits - all appropriate processes. When the whole system is used as a whole, ignoring the lines drawn around the components (as I must now do) to describe them, then as Churchman once said, the systems approach is not a bad idea.
In the taxonomy of any biological entity, a species is not discussed or explained, it is characterized. A person taking a systems approach will be characterized as follows. He or she typically:
There are many people who deny a systems approach. I've found a way to refute their objectives, most along pragmatic grounds. I have seen it work. I have seen systems built. It seems to have worked within my life. I have suggested observations and developmenbts emerging from its use within this book and website. The failure has been in the practice, not the concept. Many people say they take a systems approach. Some insist it merely means logical and systematic, which I interpret as sequential. That is good but not adequate for natural resource problem solving. In a room of people discussing a systems approach, there will be such differences that a taxonomist would find no joy there. The differences are in the specialists and emphases. A person interested in rainfall will describe in great detail the system developed to print rainfall records. The emphasis and life commitment is on rainfall inputs, of course, with other system components. Statisticians develop sub-specialties in some process - a type of numerical analysis. People working to produce large maps by computer can hardly discuss (or see how) setting human objectives for wood, water, wildlife, ... and black widows has bearing on their work.
The differences are denominational, not sect-like. Perhaps it makes no difference, but I think it does. At least a few people need to try to "get it all together" , trying to suggest a common approach that may allow at fit, when it is brought together. I fear it is only a fond wish of a few people. The evidence is lacking that 30 years of my effort and of those of like-minds toward an "approach" has been effective. The evidence is misleading for we do not know what the alternative of not trying would have been. Using feedforward, I know what it can mean and I persist in taking it.
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This Web site is maintained by R. H.
Giles, Jr.
Last revision September 14, 2000